A Top 10 List of How Not to Invest… May 4, 2006
Here’s a list of some of the dumbest things investors say to advisors — presented in no particular order — for advisors to reflect on (and enjoy). Read Now
Broker Job Outlook ’06: A Banner Year April 17, 2006
BrokerHunter.com has just wrapped up its fifth-annual surveys of both candidates and employers in the securities industry. Its major finding: "The best post-9/11 hiring year may be in store for us in 2006," says Steve Testerman, president of the online job board. Read Now
Public Relations 101 for Financial Advisors March 27, 2006
"With everyone calling themselves an investment advisor these days, it's important for advisors to differentiate themselves from the pack." Read Now
Making the Paper Cut JUNE 2005
The “paperless office” once seemed like pure high-tech hype. But that’s changing. Financial advisors are embracing the process and learning that it can lead to very real efficiencies.
Read Now
Investors Go Overseas with Their Fund Money OCTOBER 2005
Japan funds tracked by Emerging Portfolio Fund Research have been seeing strong investor demand — $267.9 million during the week ended August 24. It was the sixth straight week of net inflows into these funds, according to EPFR, during which time they have taken in $1.09 billion. Read Now
Brokers are Exempt: SEC Adopts Reg NMS MAY 2005
Nine days ahead of its April 15 deadline, the Securities and Exchange Commission voted 5-0 to allow dealers offering fee-based accounts an exemption from rules governing investment advisors. Read
Now
The Next Tech Boom JULY 2005
In the second half of 2000, when the technology bubble began to deflate and the Nasdaq Composite Index lost one-half of its value from the March 2000 peak... Read Now
Research: 3rd Quarter ETF Reference Guide The Ultimate ERF Reference Guide Read Now
Shape of Things to Come We have watched as the long arm of the law has yanked an ever greater number of suspected corporate criminals into courts and even jails: high-profile fraudsters at big corporations, along with their accountants; Read Now
Expert Shares Practical Ideas on Solving the Retirement Puzzle’ (San Diego) As president of Life Puzzles in Louisville, Colo., former financial consultant Pete Lindquist aims to help advisors and their clients “pretire” successfully.
That’s right. Many baby boomers are expected to work during retirement — rather than go straight from an intense work life straight into a rocking chair. Read Now
The Top Team To succeed like Ira Walker and the Walker Group, advisors should master the industry’s core skills.
The January 1998 issue of Research carried a cover story I wrote on Ira Walker and his team at Morgan Stanley, “The No. 1 Team on Wall Street.” Read Now
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