A Top 10 List of How Not to Invest… May 4, 2006
Here’s a list of some of the dumbest things investors say to advisors — presented in no particular order — for advisors to reflect on (and enjoy). Read Now
Broker Job Outlook ’06: A Banner Year April 17, 2006
BrokerHunter.com has just wrapped up its fifth-annual surveys of both candidates and employers in the securities industry. Its major finding: "The best post-9/11 hiring year may be in store for us in 2006," says Steve Testerman, president of the online job board. Read Now
Public Relations 101 for Financial Advisors March 27, 2006
"With everyone calling themselves an investment advisor these days, it's important for advisors to differentiate themselves from the pack." Read Now
Do You Boldly Go...? OCTOBER 2005
Where no man has gone before” with technology? Or are you stuck in another universe?
While attending and speaking at Fidelity Registered Investment Advisor Group’s Technology in Practice Conference on June 8 in Boston, I listened to the presentation of a study, “What’s Keeping Advisors Up at Night?” Read Now
Investors Go Overseas with Their Fund Money OCTOBER 2005
Japan funds tracked by Emerging Portfolio Fund Research have been seeing strong investor demand — $267.9 million during the week ended August 24. It was the sixth straight week of net inflows into these funds, according to EPFR, during which time they have taken in $1.09 billion. Read Now
Brokers are Exempt: SEC Adopts Reg NMS MAY 2005
Nine days ahead of its April 15 deadline, the Securities and Exchange Commission voted 5-0 to allow dealers offering fee-based accounts an exemption from rules governing investment advisors. Read
Now
Current on Currencies AUGUST 2005
Exchange rates continue to be highly volatile, giving investors many options and risk factors to consider. Read Now
Fixed-Income Bond Indexes and the ETFs that Track Them “Don’t fight the Fed” is a well-known market dictum, and a wise one at that — especially when the Federal Reserve’s inflation-fighting objective is widely known. Read Now
LETTERS Out of the frying pan and into the fire. That is what financial advisors will experience if they follow Gil Weinreich’s advice [in May’s Ethical Advisor column “Shape of Things to Come”] to switch to hourly billing. Read Now
Automatic 401(k) Enrollment Gets Big Push from Labor Dept. Each year, the Profit Sharing/401(k) Council of America celebrates National 401(k) Day on the day following Labor Day (September 7 in 2005). But the group may have a lot more to celebrate in years to come — as could advisors managing 401(k) plans. Read Now
A Better Way Your fellow advisors say you shouldn’t ask for referrals. You should earn them. Here’s how.
Read Now
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