A Top 10 List of How Not to Invest… May 4, 2006
Here’s a list of some of the dumbest things investors say to advisors — presented in no particular order — for advisors to reflect on (and enjoy). Read Now
Broker Job Outlook ’06: A Banner Year April 17, 2006
BrokerHunter.com has just wrapped up its fifth-annual surveys of both candidates and employers in the securities industry. Its major finding: "The best post-9/11 hiring year may be in store for us in 2006," says Steve Testerman, president of the online job board. Read Now
Public Relations 101 for Financial Advisors March 27, 2006
"With everyone calling themselves an investment advisor these days, it's important for advisors to differentiate themselves from the pack." Read Now
Do You Boldly Go...? OCTOBER 2005
Where no man has gone before” with technology? Or are you stuck in another universe?
While attending and speaking at Fidelity Registered Investment Advisor Group’s Technology in Practice Conference on June 8 in Boston, I listened to the presentation of a study, “What’s Keeping Advisors Up at Night?” Read Now
Hancock Adds to Lineup with Eight GMO Funds AUGUST 2005
John Hancock Financial Services is set to add eight mutual funds managed by institutional-asset manager GMO of Boston. Read Now
Brokers are Exempt: SEC Adopts Reg NMS MAY 2005
Nine days ahead of its April 15 deadline, the Securities and Exchange Commission voted 5-0 to allow dealers offering fee-based accounts an exemption from rules governing investment advisors. Read
Now
Current on Currencies AUGUST 2005
Exchange rates continue to be highly volatile, giving investors many options and risk factors to consider. Read Now
Revisiting ETF Tax Benefits ETFs offer advisors a powerful tool to help clients better manage taxes — and their portfolios The importance of tax-efficient portfolios has taken on greater meaning in recent years, while the emergence of exchange-traded funds has converted an entire generation of financial advisors into correctly believing that tax efficiency in portfolio management matters. As Kaye Thomas, a tax lawyer and expert on tax planning, states, “Tax considerations should influence your investment strategy, not control it.” Read Now
Anatomy of a Dilemma Recently a respected acquaintance (we’ll call him A) confided in me his business plan to open up shop in my community. I listened politely and mouthed some niceties, but I did not offer A any encouragement. Read Now
The Taxman Cometh How many times have you taken a call from a client that goes like this: “I can’t believe how much I owe in income taxes this year! Is there anything else I can do?” This is a common plea coming from disgruntled taxpayers year-in and year-out. Read Now
Share Your Discipline Every year since 1994, Dalbar, one of the top market-research firms in the financial-services industry, has published its study Quantitative Analysis of Investor Behavior.
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