A Top 10 List of How Not to Invest… May 4, 2006
Here’s a list of some of the dumbest things investors say to advisors — presented in no particular order — for advisors to reflect on (and enjoy). Read Now
Broker Job Outlook ’06: A Banner Year April 17, 2006
BrokerHunter.com has just wrapped up its fifth-annual surveys of both candidates and employers in the securities industry. Its major finding: "The best post-9/11 hiring year may be in store for us in 2006," says Steve Testerman, president of the online job board. Read Now
Public Relations 101 for Financial Advisors March 27, 2006
"With everyone calling themselves an investment advisor these days, it's important for advisors to differentiate themselves from the pack." Read Now
Bargain Buy AUGUST 2005
Is the simple but powerful arbitrage opportunity posed by closed-end funds lost on most advisors?
Read Now
Lower Costs for More Vanguard Shareholders JUNE 2005
The Vanguard Group is letting more than 700,000 current and newly eligible shareholders qualify for its Admiral Shares, which have expense ratios of 0.09 percent and up. Read Now
Brokers are Exempt: SEC Adopts Reg NMS MAY 2005
Nine days ahead of its April 15 deadline, the Securities and Exchange Commission voted 5-0 to allow dealers offering fee-based accounts an exemption from rules governing investment advisors. Read
Now
James Baker Shares AUGUST 2005
Some advisors like to chat at the water cooler about current events, such as the protracted U.S. war in Iraq and the U.S. fiscal and trade deficits. Read Now
No. 2 ETF Player Loses No. 1 Man Inquiring ETF watchers want to know what prompted the May 17 departure of Gus Fleites, the former top strategist at State Street Global Advisors and a pioneer in the ETF industry. They also want to know where State Street’s ETF effort is heading. Read Now
Anatomy of a Dilemma Recently a respected acquaintance (we’ll call him A) confided in me his business plan to open up shop in my community. I listened politely and mouthed some niceties, but I did not offer A any encouragement. Read Now
The Deadline Is Now Millions of boomers have a date with destiny, specifically their last day at work. The question isn’t if they’ll retire — it’s a matter of when and under what circumstances.
Read Now
How to Get Results—Now With few exceptions, cold calling residences is either illegal or ineffective —since those who have not registered for the Do Not Call list are probably not worth calling. Read Now
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